Part VII • Aesthetic Surgery

Chapter 102: Facial Analysis

Questions: 10
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Question 1 of 10 SKIN QUALITY ASSESSMENT
A patient is referred to clinic unhappy with their facial appearance. The referring practitioner has assessed this patient using the Glogau classification. What key information will this provide regarding the patient?
A
Their response to sun exposure
B
Their age and gender
C
Their degree of photoaging
D
Their prior treatment
E
Their required treatment
✓ Correct Answer: C. Their degree of photoaging
Clinical Explanation

When assessing a patient’s face during a cosmetic consult, assessment of photoaging is vital, as this can affect treatment selection and outcome following treatment. Photoaging forms a key part of the Glogau classification system,1 which considers many of the key signs of photoaging including degree of wrinkling, scarring, pigmentary changes, and actinic damage. It also considers the requirement for make-up and the age group, but not gender or specific patient’s age. It does not provide information on prior or required treatment, although this would be a useful addition. The ideal classification system should guide treatment and facilitate comparison of results of different treatments between patient groups. There are some other useful classification systems other than the Glogau system. These include the Fitzpatrick,2,3 the Shiftman,4 and the Ellenbogen5 systems. There are two different Fitzpatrick’s classifications relevant to photoaging. The most commonly used system assesses different skin types, ranging from I to VI, with white individuals representing types I to III and those with darker skin tones representing types IV to VI. This system is often used as a measure of patients’ susceptibility to sun damage with respect to skin cancer.2 There is also a separate Fitzpatrick classification (not the same author) for wrinkles that has three grades ranging from fine to deep wrinkles.3 The Shiftman4 classification is used to assess facial aging and considers four factors: tear-trough depth, cheek fat loss, nasolabial fold depth, and jowl prominence. The Ellenbogen classification considers aspects of the neck that change with age: the cervicomental angle, the inferior mandibular border, the presence of subhyoid depression, and the visibility of thyroid cartilage and sternocleidomastoid.5,6

References:
  • 1. Glogau RG. Aesthetic and anatomic analysis of the aging skin. Semin Cutan Med Surg 1996;15(3):134–138
  • 2. Fitzpatrick TB. The validity and practicality of sun-reactive skin types I through VI. Arch Dermatol 1988;124(6):869–871
  • 3. Fitzpatrick RE, Goldman MP, Satur NM, Tope WD. Pulsed carbon dioxide laser resurfacing of photo-aged facial skin. Arch
  • Dermatol 1996;132(4):395–402
  • 4. Shiftman MA, Mirrafati SJ, Lam SM, eds. Simplified Facial Rejuvenation. New York, NY: Springer; 2008
Question 2 of 10 THE FIBONACCI RATIO
When discussing aesthetically pleasing facial proportions, the Fibonacci ratio is often quoted. Which one of the following numbers represents this “golden ratio”?
A
1:1.33
B
1:1.62
C
1:2.33
D
1:2.62
E
1:4.33
✓ Correct Answer: B. 1:1.62
Clinical Explanation

The Fibonacci sequence is a set of numbers starting with a 1 or 0. The number sequence proceeds as 1, 2, 3, 5, 8, 13 …, where two consecutive numbers add up to form the next number. The so-called golden ratio between a given number and the preceding number is 1:1.62. (e.g., 13/8 = 1.62). This ratio, termed Phi, is characteristic of forms with aesthetically pleasing proportions and is highly relevant to relative facial proportions. Many examples are found in nature; a good example is the external ear, which displays a spiral pattern conforming to Fibonacci ratios (Fig. 102.1).1

References:
  • 1. Bashour M. History and current concepts in the analysis of facial attractiveness. Plast
  • Reconstr Surg 2006;118(3):741–756
  • Fig. 102.1
  • The external ear,
  • demonstrating the Fibonacci spiral.
Question 3 of 10 FACIAL CANONS OF DIVINE PROPORTION
According to the classical description of facial canons, which one of the following statements is correct?
A
The horizontal midpoint of the head is the nasal base.
B
The length of the ear equals the length of the nose.
C
The nasal width is one-third of the facial width.
D
The nose occupies one quarter of the facial height.
E
The mouth has twice the width of the nose.
✓ Correct Answer: B. The length of the ear equals the length of the nose.
Clinical Explanation

The facial canons of proportion were formulated and documented by artists of the Renaissance (Fig. 102.2). According to these descriptions, the length of the ear and nose is equal. The head can be divided into equal horizontal halves or quarters and the face can be divided into equal horizontal thirds. The horizontal midpoint of the head is the nasal bridge and not the nasal base. Nasal width at the alar base is one quarter of the facial width. The mouth is 1.5 times the width of the nasal base.1 Upper head height Lower face height Forehead Nasal length Lower face Calvaria Forehead Upper face Lower face Nasal length Ear length Intraocular distance Nasal width Intraocular distance Eye fissure length Nasal width 1½ Face width Nasal width 1:3 1:4 Fig. 102.2 Neoclassical canons. 1, The head can be divided into equal halves at a horizontal line through the eyes. 2, The face can be divided into equal thirds, with the nose occupying the middle third. 3, The head can be divided into equal quarters, with the middle quarters being the forehead and nose. 4, The length of the ear is equal to the length of the nose. 5, The distance between the eyes is equal to the width of the nose. 6, The distance between the eyes is equal to the width of each eye (the face width can be divided into equal fifths). 7, The width of the mouth is 1½ times the width of the nose. 8, The width of the nose is one-fourth the width of the face. 9, The nasal bridge inclination is the same as the ear inclination. 10, The lower face can be divided into equal thirds. 11, The lower face can be divided into equal quarters. (From Gunther JP, Rohrich RJ, Adams WP Jr. Dallas Rhinoplasty: Nasal Surgery by the Masters. St. Louis, MO: CRC Press, 2002.)

References:
  • 1. Bashour M. History and current concepts in the analysis of facial attractiveness. Plast Reconstr Surg 2006;118(3):741–756
Question 4 of 10 ASSESSMENT OF THE FACE FROM THE FRONTAL VIEW
When considering the “ideal” facial proportions in the frontal view, which one of the following is correct?
A
The lateral and medial canthi can be used to divide the face into vertical thirds.
B
The width of the mouth and the vertical stomion-to-menton distance are equal.
C
The distance between the medial canthi should approximate the width of the mouth.
D
Facial width at the malar level is similar to the vertical distance from the anterior hairline to the menton.
E
The upper lip vermilion marks the vertical midpoint of the lower third of the face.
✓ Correct Answer: B. The width of the mouth and the vertical stomion-to-menton distance are equal.
Clinical Explanation

Facial proportions, angles, and contours vary with race, age, and sex, but there are certain measurements considered to represent aesthetic ideals. The width of the mouth and the vertical distance between the stomion and menton should be equal in a patient with a normal chin (Fig. 102.3). The lateral and medial canthi can be used to divide the face into vertical fifths (not thirds). It is the distance between the medial limbus of each cornea and not the distance between the medial canthi that equates to the mouth width. Mouth width is approximately 1.5 times the width of the intercanthal distance. Facial width at the malar level is similar to the vertical distance from the brows (not the anterior hairline) to the menton. The lower lip vermilion (not the upper) marks the vertical midpoint of the lower third of the face.1,2

References:
  • 1. Rohrich RJ, Adams WP Jr, Amad J, Gunter JP. Dallas Rhinoplasty
  • Nasal Surgery by the Masters. 3rd ed. New York, NY: Thieme;
  • 2. Nahai F, ed. The Art of Aesthetic Surgery: Principles and Tech-
  • niques. 2nd ed. St Louis, MO: Quality Medical Publishing; 2011
  • ASSESSMENT OF THE FACE FROM THE LATERAL
  • VIEW
  • lateral view, which one of the following is correct?
  • E. The ear lobule and nasal base lie at similar horizontal
  • levels.
  • The facial profile can be divided into horizontal thirds by
  • drawing transverse lines at the nasal base and nasal root.
  • The desired lip–chin complex relationship is an upper lip
  • that projects approximately 2 mm more than the lower
  • lip. In women, the chin lies slightly posterior to the lower
  • lip. The lower third of the face can be further subdivided
  • into upper third and lower two-thirds by drawing a
  • transverse line at the level of the oral commissure (not
  • the upper lip vermilion). The vertical hairline-to-menton
  • distance is approximately twice (not three times) the
  • mandibular angle to the menton distance (Fig. 102.4).
  • The nasolabial angle is measured by drawing a straight
  • line through the most anterior and posterior points of the
  • nostrils on lateral view. Where this line bisects with a
  • perpendicular line to the natural horizontal facial plane
  • is the nasolabial angle. Women tend to have more obtuse
  • nasolabial angles than men (95–100 degrees compared
  • with 90–95 degrees). The ear lobule and nasal base lie at
  • similar horizontal levels.1,2
  • A
  • B
  • A = B
  • Fig. 102.3
  • Stomion-to-menton (A) distance
  • and the width of the mouth (B) are equidistant.
  • (From Gunther JP, Rohrich RJ, Adams WP Jr. Dallas
  • Rhinoplasty: Nasal Surgery by the Masters. St. Louis,
  • MO: CRC Press, 2002.)
  • A
  • B
  • C
  • Natural
  • horizontal
  • facial plane
  • ½
  • ⅓
  • ⅓
  • ⅓
  • ⅓
  • ⅔
  • Fig. 102.4 A, Horizontal thirds. B, Distance from the mandibular angle to menton is half the distance from the hairline
  • to the menton. C, Desired lip–chin complex relationship. (From Gunther JP, Rohrich RJ, Adams WP Jr. Dallas Rhinoplasty:
  • Nasal Surgery by the Masters. St. Louis, MO: CRC Press, 2002.)
  • 1. Rohrich RJ, Adams WP Jr, Amad J, Gunter JP. Dallas Rhinoplasty Nasal Surgery by the Masters. 3rd ed. New York, NY:
  • Thieme; 2014
  • 2. Nahai F, ed. The Art of Aesthetic Surgery: Principles and Techniques. 2nd ed. St Louis, MO: Quality Medical Publishing;
  • ANALYSIS OF THE UPPER EYELID
  • 6. When assessing a white female patient with normal upper eyelid anatomy in forward gaze, which one of the
  • following is expected?
  • E. A supratarsal fold 10 mm from the lash line
  • When assessing the normal upper eyelid, the skin quality, fat herniation, and soft tissues should all be assessed.
  • The supratarsal fold is between 7 and 11 mm above the lash line. In women, it is usually between 8 and 10 mm,
  • whereas in men it is slightly lower at 7–8 mm. There will be variability with different ethnic groups and some
  • Asian patients’ eyelids have no fold present at all. There is usually a tilt to the intercanthal axis with the lateral
  • canthus sited higher than the medial canthus. A normal intercanthal distance is 31–33 mm; however, a slightly
  • increased distance (33–36 mm) may be considered attractive. Vertical eye opening is normally around 10 mm
  • and the upper eyelid should sit just below (not at the same level as) the upper limbus.1,2
  • 1. McCord CD Jr, Codner MA, eds. Eyelid and Periorbital Surgery. 2nd ed. New York, NY: Thieme; 2016
  • 2. Nahai F, ed. The Art of Aesthetic Surgery: Principles and Techniques. 2nd ed. St Louis, MO: Quality Medical Publishing;
Question 5 of 10 ASSESSMENT OF THE FACE FROM THE LATERAL VIEW
When considering the “ideal” facial proportions in the lateral view, which one of the following is correct?
A
The facial profile is usually divided into horizontal fifths.
B
The vertical hairline-to-menton distance is approximately three times the mandibular angle to the menton distance.
C
The lower lip should project 2 mm further than the upper lip.
D
The nasolabial angle is normally more acute in female patients.
E
The ear lobule and nasal base lie at similar horizontal levels.
✓ Correct Answer: E. The ear lobule and nasal base lie at similar horizontal levels.
Clinical Explanation

5. Ellenbogen R, Karlin JV. Visual criteria for success in restoring the youthful neck. Plast Reconstr Surg 1980;66(6):826–837

Question 6 of 10 ANALYSIS OF THE UPPER EYELID
When assessing a white female patient with normal upper eyelid anatomy in forward gaze, which one of the following is expected?
A
A neutral intercanthal axis
B
An intercanthal distance of 38 mm
C
Vertical eye opening greater than 15 mm
D
Upper lid level with the upper limbus
E
A supratarsal fold 10 mm from the lash line
✓ Correct Answer: E. A supratarsal fold 10 mm from the lash line
Clinical Explanation

6. O’Brien M. Plastic and Hand Surgery in Clinical Practice—Classifications and Definitions. New York, NY: Springer; 2009

Question 7 of 10 ANALYSIS OF THE UPPER EYELID
When assessing levator function of the upper eyelid, what would be considered to be a normal amount of excursion?
A
3 mm
B
6 mm
C
9 mm
D
12 mm
E
15 mm
✓ Correct Answer: E. 15 mm
Clinical Explanation

excursion? Conscious elevation of the upper eyelid is predominantly achieved by levator palpebrae superioris. This muscle originates from the lesser wing of the sphenoid and inserts on the superior edge of the tarsus. It is innervated by the superior division of cranial nerve III. It is assisted by Müller’s muscle, which arises from the inferior surface of the levator and inserts onto the superior edge of the tarsus. This has sympathetic innervation. Testing of the levator function is performed facing the patient with a thumb gently placed on their brow to limit frontalis function, while asking the patient to look down and then up without moving their head or their brow. Excursion of the upper lid is normally 15 mm or greater. Reduced elevation may be secondary to muscle weakness or disruption of the soft-tissue attachments.1,2

References:
  • 1. McCord CD Jr, Codner MA, eds. Eyelid and Periorbital Surgery. 2nd ed. New York, NY: Thieme; 2016
  • 2. Nahai F, ed. The Art of Aesthetic Surgery: Principles and Techniques. 2nd ed. St Louis, MO: Quality Medical Publishing;
Question 8 of 10 FACIAL PROPORTIONS
When considering the relative proportions of the face, which one of the following normally has the same measurement as intercanthal distance?
A
Eye width
B
Ear width
C
Nose width
D
Mouth width
E
Chin width
✓ Correct Answer: A. Eye width
Clinical Explanation

Many facial structures share similar proportions. The intercanthal distance is a good example of this, with a number of other measurements being equal to it. These include eye width, alar base width, nasal projection, and the vertical distance between the infraorbital rim and the nasal base. Ear width is not equivalent to these distances. However, the ear does share some proportions with other facial components; for example, ear length is the same as nose length and ear width is approximately half of ear length in most individuals. Nose width is a nonspecific measurement, as the nose differs in width from root to alar base. The alar base width is the widest part of the nose and this does match the intercanthal distance. The nasal body width is normally 80% of the nasal base width. Mouth and chin widths are essentially the same as one another and are usually 1.5 times the width of the nose at its widest point (i.e., alar base). When any of these typical distances do not match, it is important to identify why this is the case. For example, alar flaring or lack of nasal tip projection can increase the alar base width. Ethnicity also affects these measurements, for example, black patients tend to have broader nasal bridges and more alar flaring.1–4

References:
  • 1. Nahai F, ed. The Art of Aesthetic Surgery: Principles and Techniques. 2nd ed. St Louis, MO: Quality Medical Publishing;
  • 2. Rohrich RJ, Adams WP Jr, Amad J, Gunter JP. Dallas Rhinoplasty Nasal Surgery by the Masters. 3rd ed. New York, NY:
  • Thieme; 2014
  • 3. McCord CD Jr, Codner MA, eds. Eyelid and Periorbital Surgery. 2nd ed. New York, NY: Thieme; 2016
  • 4. Byrd HS, Hobar PC. Rhinoplasty: a practical guide for surgical planning. Plast Reconstr Surg 1993;91(4):642–654,
  • discussion 655–656
Question 9 of 10 ANALYSIS OF THE NOSE
When assessing the aesthetics of a Caucasian’s nose, which one of the following is correct?
A
Deviation is best assessed by drawing a line from the radix to the supratip break.
B
Nasal length is most accurately measured from the radix to the columella base.
C
Tip rotation may appear increased secondary to a prominent caudal septum.
D
Tip projection should be approximately one-third of the nasal length.
E
The dorsal nasal line lies more anteriorly in females in the lateral view.
✓ Correct Answer: C. Tip rotation may appear increased secondary to a prominent caudal septum.
Clinical Explanation

secondary to a prominent caudal septum. Tip rotation is determined by the degree of the nasolabial angle. The nasolabial angle is measured by drawing a straight line through the most anterior and posterior points of the nostrils on lateral view and noting the point this bisects with a perpendicular line to the natural horizontal facial plane. The angle between these lines represents the nasolabial angle and varies from 90 to 100 degrees, depending on gender and race (Fig. 102.5). It is important to be aware of other factors that may give the appearance of increased tip projection. For example, a prominent caudal septum can give this appearance, even when the nasolabial angle is within normal range. Understanding these principles is key to rhinoplasty. Also, a nose with a high dorsum without a supratip break will appear less rotated than one with a low dorsum and supratip break, even though the degree of rotation is the same. Nasal deviation is best assessed by drawing a plumb line from the mid-glabellar point to the menton. This line should bisect the nasal bridge, nasal tip, and cupid’s bow (Fig. 102.6). Nasal length is the distance from the radix to the tip and should be 1.5 times the nasal tip projection. The dorsal nasal line typically lies 2 mm posterior to and parallel with a line connecting the nasofrontal angle with the desired tip projection. In men, it lies slightly more anteriorly.1–3

References:
  • 1. Nahai F, ed. The Art of Aesthetic Surgery: Principles
  • and Techniques. 2nd ed. St Louis, MO: Quality Med-
  • ical Publishing; 2011
  • 2. Rohrich RJ, Adams WP Jr, Amad J, Gunter JP. Dallas
  • Rhinoplasty Nasal Surgery by the Masters. 3rd ed.
  • New York, NY: Thieme; 2014
  • 3. Byrd HS, Hobar PC. Rhinoplasty: a practical guide for sur-
  • gical planning. Plast Reconstr Surg 1993;91(4):642–654,
  • discussion 655–656
  • Natural
  • horizontal
  • facial plane
  • 95°-100°
  • Fig. 102.5 Nasolabial angle. (From Gunther JP, Rohrich RJ, Adams
  • WP Jr. Dallas Rhinoplasty: Nasal Surgery by the Masters. St. Louis,
  • MO: CRC Press, 2002.)
  • Fig. 102.6 Deviation of the nose is evaluated by drawing
  • a line from the mid-glabella to the menton. (From Gunther
  • JP, Rohrich RJ, Adams WP Jr. Dallas Rhinoplasty: Nasal
  • Surgery by the Masters. St. Louis, MO: CRC Press, 2002.)
Question 10 of 10 ANALYSIS OF THE EXTERNAL EAR
When assessing a patient with normal ears, which one of the following would be expected?
A
Posterior inclination of 40 degrees from the vertical in the lateral view
B
Slight projection of the helix beyond the antihelix in the anterior view
C
The top of ear site level with the superior brow in the lateral view
D
Lateral inclination of 5 degrees from the vertical in the anterior view
E
An ear height-to-width ratio of 3:1 in the lateral view
✓ Correct Answer: B. Slight projection of the helix beyond the antihelix in the anterior view
Clinical Explanation

antihelix in the anterior view Understanding of external ear aesthetics is critical to ear reconstruction and correction of ear deformities such as prominent ear. In the anterior view, the helix should be slightly more prominent (approximately 5 mm) than the antehelical fold (Fig. 102.7). Overcorrection of the prominent ear can leave the antihelix as the most prominent part of the ear, resulting in an unnatural appearance and increased risk of development of pressure damage to the ear that may result in chondrodermatitis nodularis helicis. The ear usually measures 5–6.5 cm in height and 2–3.5 cm in width. The ratio of width to height is usually 55–60%. The ear is normally placed with its superior aspect level with the upper eyelid and just below the lateral-most part of the eyebrow and around 5–6 cm posterior to the lateral orbital rim. It is inclined posteriorly in the lateral view about 20 degrees. It is inclined laterally from the scalp in the anterior view (20–30 degrees), and this means that the top of the ear is about 1.5–2 cm from the scalp.1,2

References:
  • 1. Janis JE, Rohrich RJ, Gutowski KA. Otoplasty. Plast Reconstr Surg 2005;115(4):60e–72e
  • 2. Ha RY, Trovato MJ. Plastic surgery of the ear. Sel Read Plast Surg 2011;11(3):1–16
  • Scalp
  • 21°- 30°
  • Fig. 102.7 Normal ear aesthetics.
  • Helix
  • Antihelix
  • 2-5 mm
  • projection

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